From Nuveen

Carl J. Katerndahl, CAIA

Vice President
Portfolio Specialist
cjkaterndahl@nwq.com

In his role as Portfolio Specialist, Carl works with NWQ’s portfolio managers to develop and communicate information about the firm’s investment teams, process, and performance to institutional, retail, and defined contribution analysts and advisers.Prior to joining NWQ in 2014, Carl worked at a national broker-dealer focusing on wealth management, financial, and estate planning.

Carl received his B.S. in Business Administration from Pepperdine University, Malibu. Carl holds the Chartered Alternative Investment Analyst designation from the CAIA Association.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities. The information does not take into account the specific objectives or circumstances of any investor, or suggest any specific course of action. Investment decisions should be made based on an investor's objectives and circumstances and in consultation with his or her advisors. All investments involve risk and there is no assurance that an investment will provide positive performance over any period of time. There is no assurance that downside protection will be achieved.

NWQ Investment Management Company, LLC

2049 Century Park East, Suite 1600 Los Angeles, CA, 90067

(310) 712-4000
(310) 712-4100 (fax)