From Nuveen

Our people are our most valuable asset

NWQ’s research process is an iterative, collaborative and dynamic process whose basic tenets are steeped within a framework based upon a fundamental, bottom-up analysis. We believe the value of our offering comes from the collective wisdom of our investment professionals and the collaborative atmosphere which seeks to yield the very best choice, on a risk adjusted basis.

How does one assess the effectiveness of a team? Clearly investment performance provides one indication. However, performance alone may not be an effective harbinger of a client’s experience. Rather, understanding the primary tools which are used to derive performance, notably the combination of a seasoned investment team, may provide more informative insight.

Explore the NWQ Team’s Insights

See how our team’s average 20+ years of experience translates into identifying investment opportunities.

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Executive Management

Craig (Chip) O. Bailey, Jr.

Executive Vice President
Head of Client Portfolio Management
and Strategic Partner Relations

Jon D. Bosse, CFA

Co-President
Chief Investment Officer

Scott Grace

Chief Operating Officer
Global Investments, Nuveen

Thomas (Tom) Lavia, CFA

Managing Director
Equity Analyst
Director of Research

Thomas (Tom) J. Ray, CFA

Managing Director
Co-Head Of Fixed Income
Portfolio Manager

Phyllis G. Thomas, CFA

Senior Managing Director
Chair. Investment Oversight Committee
Portfolio Manager

Investment & Research

Peter Boardman

Managing Director
Portfolio Manager
Equity Analyst

Jon D. Bosse, CFA

Co-President
Chief Investment Officer

Susi Budiman, CFA, FRM

Managing Director
Co-Head of Fixed Income
Portfolio Manager

Jae H. Chung, CFA

Managing Director
Equity Analyst

Russell W. Collins

Vice President
Equity Analyst

Andrew (Andy) C. Hwang

Managing Director
Portfolio Manager
Equity Analyst

Thomas (Tom) Lavia, CFA

Managing Director
Equity Analyst
Director of Research

Cynthia (Cindy) Henn Olsen, CFA

Senior Vice President
Equity Analyst

Stephen (Steve) T. Peña

Senior Vice President
Credit & Equity Analyst

Jonathan Pragel

Vice President
Equity Analyst

Thomas (Tom) J. Ray, CFA

Managing Director
Co-Head Of Fixed Income
Portfolio Manager

Jujhar Sohi, ACA

Managing Director
Equity Analyst

James (Jim) T. Stephenson, CFA

Managing Director
Portfolio Manager
Equity Analyst

Phyllis G. Thomas, CFA

Senior Managing Director
Chair. Investment Oversight Committee
Portfolio Manager

Raymond (Ray) O. Wicklander, CPA, CFA

Managing Director
Portfolio Manager
Equity Analyst

Business Development and Client Portfolio Management

Craig (Chip) O. Bailey, Jr.

Executive Vice President
Head of Client Portfolio Management
and Strategic Partner Relations

Anita Byrd

Vice President
Senior Marketing Associate

James (Jim) H. Galbreath, CFA

Managing Director
Client Portfolio Manager

Carl J. Katerndahl, CAIA

Vice President
Portfolio Specialist

Michael Mullane, CFA

Managing Director
Client Portfolio Manager

Trading

Kirk Allen

Managing Director

Sean M. Renkly

Managing Director

Gregory (Greg) P. Robitshek, CFA

Vice President
Analyst/Trader

Compliance & Portfolio Administration

Mary Ann Iudice

Chief Compliance Officer

Diane M. Maiden

Vice President
Assistant Portfolio Manager
Institutional Portfolio Administration

Avi M. Mizrachi

Managing Director
General Counsel

Nga Nguyen

Vice President
Assistant Portfolio Manager

Ryan Sullivan

Vice President
Assistant Portfolio Manager

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities. The information does not take into account the specific objectives or circumstances of any investor, or suggest any specific course of action. Investment decisions should be made based on an investor's objectives and circumstances and in consultation with his or her advisors. All investments involve risk and there is no assurance that an investment will provide positive performance over any period of time. There is no assurance that downside protection will be achieved.

NWQ Investment Management Company, LLC

2049 Century Park East, Suite 1600 Los Angeles, CA, 90067

(310) 712-4000
(310) 712-4100 (fax)